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May 04, 2008

Is protecting attorney-client privilege worth keeping an innocent man in prison — for life?

Tuytuyt6t

According to most legal experts, yes.

Here's Adam Liptak's provocative essay from today's New York Times about why this is.

    When Law Prevents Righting a Wrong

    Staples Hughes, a North Carolina lawyer, was on the witness stand and about to disclose a secret he believed would free an innocent man from prison. But the judge told Mr. Hughes to stop.

    “If you testify,” Judge Jack A. Thompson said at a hearing last year on the prisoner’s request for a new trial, “I will be compelled to report you to the state bar. Do you understand that?”

    But Mr. Hughes continued. Twenty-two years before, he said, a client, now dead, confessed that he had acted alone in committing a double murder for which another man was also serving life. After his own imprisoned client died, Mr. Hughes recalled last week, “it seemed to me at that point ethically permissible and morally imperative that I spill the beans.”

    Judge Thompson, of the Cumberland County Superior Court in Fayetteville, did not see it that way, and some experts in legal ethics agree with him. The obligation to keep a client’s secrets is so important, they say, that it survives death and may not be violated even to cure a grave injustice — for example, the imprisonment for 26 years of another man, in Illinois, who was freed just last month.

    A lawyer’s broad duty to keep clients’ confidences is the bedrock on which the justice system is built, they argue. If clients did not feel free to speak candidly, their lawyers could not represent them effectively. And making exceptions risks eroding the trust between clients and their lawyers in future cases. Experts in legal ethics are quick to point out that the various players in the adversary system have assigned roles and that lawyers generally must tend to a limited one.

    “Lawyers are not undercover informants,” said Stephen Gillers, who teaches legal ethics at New York University. Indeed, said Steven Lubet, who teaches legal ethics at Northwestern, few clients would confess to their lawyers if they knew the lawyers might some day choose to disclose that information.

    The analysis does bend a bit, in two ways, in cases involving death.

    Legal ethics rules vary from state to state, but many allow disclosure of client confidences to prevent certain death or substantial bodily harm. That means, several legal ethics experts said, that lawyers may break a client’s confidence to stop an execution, but not to free an innocent prisoner. Massachusetts seems to be alone in allowing lawyers to reveal secrets “to prevent the wrongful execution or incarceration of another.”

    And there is debate over how a client’s death affects a lawyer’s obligation to keep the client’s secrets. Most lawyers and courts say the obligation lives on. But it can be hard to live with the consequences.

    “I’ve never, ever, ever before violated a client’s confidence, never,” Mr. Hughes told Judge Thompson as he described what his client, Jerry Cashwell, had told him. “But Jerry’s dead. My disclosure can’t hurt him and I have to weigh that disclosure against the continuing harm” to the lifer, Lee Wayne Hunt.

    Other lawyers have recently faced similar choices. In the Illinois case, Dale Coventry and W. Jameson Kunz waited 26 years to speak up about a client’s confession that freed Alton Logan, who had been serving a life sentence for murder. The lawyers said their client had given them permission to talk once he was dead. Last month, Mr. Logan was granted a new trial and freed on bond.

    A Virginia lawyer, Leslie P. Smith, waited 10 years to disclose a secret that may save Daryl R. Atkins from execution, acting only after the Virginia State Bar gave him permission to speak.

    Those lawyers have faced criticism from some laypeople for staying quiet so long. Mr. Hughes, by contrast, was rewarded with a disciplinary complaint for speaking up at all.

    “Mr. Hughes has committed professional misconduct,” Judge Thompson wrote last year in a decision refusing to consider testimony that seemed to clear Mr. Hunt. The disciplinary complaint against Mr. Hughes was dismissed in January in a confidential decision. But the next day, the North Carolina Supreme Court refused to hear an appeal of Judge Thompson’s ruling, which had also accepted the prosecution’s argument that Mr. Hughes’ testimony was properly excluded because it was hearsay. Mr. Hughes is 56 and has seen a few things in a long career as a defense lawyer. He said there was not much reason to focus on his own travails.

    “The only consequence for me is the bitterness and anger I feel over Mr. Hunt,” Mr. Hughes said. “I go home, have a glass of wine, work in the yard. And there’s a guy sitting in a prison camp two counties away, and my feeling is he’s going to be there for the rest of his life.”

    Most experts in legal ethics agree that lawyers should be allowed to violate a living client’s confidences to save an innocent man from execution, but not to free someone serving a prison term, however long.

    “I prefer to draw the line at the life-and-death situation,” said Monroe Freedman, who teaches legal ethics at Hofstra. “That situation is sufficiently rare that is doesn’t present a systemic threat. If that is extended to incarceration in general, it would end the sense of security clients have in speaking candidly with their lawyers.”

    The questions get more complicated when the client has died.

    Mr. Cashwell, Mr. Hughes’s client, committed suicide in 2002, more than a decade after he pleaded guilty to the 1984 killings of Roland and Lisa Matthews. Prosecutors had maintained that Mr. Hunt also participated in the killings, and Mr. Cashwell did nothing to refute them. But Mr. Hughes said that Mr. Cashwell confessed in private that he single-handedly killed the couple after an argument over whether a television was playing too loud. “Lee Wayne Hunt had nothing to do with it,” Mr. Hughes said.

    Mr. Hunt has one novel avenue left — applying to the recently created North Carolina Innocence Inquiry Commission. That board makes recommendations to a three-judge panel that can free exonerated prisoners.

    Both the United States Supreme Court and the North Carolina Supreme Court have said the lawyer-client privilege survives death, though they recognized that narrow exceptions might be possible. “Clients may be concerned about reputation, civil liability or possible harm to friends of family” if their secrets were disclosed after they died, Chief Justice William H. Rehnquist wrote for the majority in a 1998 Supreme Court decision.

    Professor Freedman said that room remains for case-by-case analysis, and that Mr. Hughes was probably entitled to tell what he knows.

    “If there is no threat of civil action against the client’s estate and there are no survivors who continue to believe in the client’s innocence,” Professor Freedman said, “there is no confidentiality obligation to begin with.”

    Mr. Hughes said that sounded about right.

    “What reputational interest did Jerry have?” he asked. “He had pleaded guilty to killing two people. He didn’t have an estate. His estate was a pair of shower shoes and two paperback books.”

....................

What would Atticus Finch do?

May 4, 2008 at 12:01 PM | Permalink

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Comments

I agree with the last comment, even with its liberal slant (hey, is there a chance for a bipartisan discussion, seriously). If lawyers were to state their moral positions, that is, the lines they will not cross in defending "I obviously raped my mother and sister and put their bodies in the fridge" type clients then maybe there is hope for their kind. I think lawyers too often want to defend the trade and not themselves. Of course clients be damned.
If your moral compass says "this cat is guiltier than Henry the 8th with a chicken wing" then perhaps The Bar is not for you. Perhaps giving up your so called "legal imperative" does more social good than defending Mr. Dalmer. Yes, someone needs to defend the obviously guilty. Yes, it is somehow part of our American pastime to pass judgment on all those that likely are guilty (hey, it is the worst system, except for all the rest). I know there are fine lines to cross, I'm not a lawyer. If I had gone to all that trouble (and I honesty considered it), that long, questioning education, I would give it up now because I thought someone was innocent, whether I was defending them or prosecuting them. Yes, these are high ideals that I hold myself to, but I'd like to think put to the test I'd not waiver. Bring me your best ethical (not technical, legal) argument, your most lofty legal quandary. I have nothing at stake but my own education, but I'd like to think I'd give it all up for bringing a moral right to light.

Posted by: Scottsweep | May 19, 2008 11:39:10 PM

Image problem because of this?

The US has a constitution that is based around not convicting people illicitly...no torture, no tricking someone into something, no lying to them. We allow them not to testify in cases that directly affect them -- the 5th amendment is something all nations should emulate (maybe even GWB's gov't...oh wait the constitution is just another damn piece of paper).

When you realize that criminals could easily tell the truth about things to their lawyer who then report it, and then evidence is gathered against them based on their words, you realize that the right to self-incriminate is no longer there. I mean, this is the same reason spouses are allowed not to testify against each other if they do not wish to (because under the eyes of the law, a married couple is considered one...well...when it is convenient).

Give up the right to not self-incriminate, and you've given up 90% of what makes this country's laws great. I'll guarantee you, less innocent people are convicted because lawyers don't say anything than would be if they could have every word they say in confidence used against them. It is about the greater good.

Again, I don't recommend the gov't doing anything different, but I wish individual lawyers could simply state that these are the terms they will represent their client and if they don't like this, they can find someone else. There will ALWAYS be sleazy lawyers that want your money and will not do this...

Posted by: clifyt | May 5, 2008 10:49:53 AM

And laywers wonder why they have such an image problem?

Posted by: Rocketboy | May 5, 2008 7:17:30 AM

I simply don't get it. If a therapist has the right to report that which might harm others, why is a lawyer forced to ignore the harming of an innocent man or woman? Why make an ethical distinction for someone who might be executed? Spending one's life in prison is certainly total destruction of that life. I was deeply troubled by the Alton Logan case when I read about it recently, the lawyers claiming they were thinking only about their client, not their careers. I am relieved to learn he is free on bond, A little too late, sadly.

Posted by: tamra | May 5, 2008 2:38:35 AM

That's one of the most wonderful book covers I've ever seen. I'm stunned by the profound simplicity -- even though it looks more like a crow than a mockingbird.

Atticus would get the guy out of prison.

Posted by: Flautist | May 4, 2008 4:04:22 PM

No it isn't.

At the same time, it is an ethical decision that a lot of professions have to deal with and a lot have differing ideas about.

For instance, in my future profession, we are taught ethics over and over and over...one of the big things we have to worry about is 'Duty To Warn' (Tarasoff v. California). The big idea here is that if a client tells you something that is potentially harmful to others, potentially harmful, or have harmed someone in the past where they may do so again (for instance, child molestation) -- generally you have to report this. There are exceptions to the rule (i.e., if you were directly asked to treat this client because of the action and it is already known to some degree...you are now free to help the client because others know this person is bad).

But even then, a lot of folks give informed consent forms that open the door wider. I had a friend who had opened up to a therapist about some paranoias he had, and without checking to see if the friend was overly paranoid, the therapist reported the supposed crime to the police in great details -- which led to another friend spending a week in jail before they realized the client was in fact simply paranoid. In no sense was anyone at risk of harm, yet the therapist reported this. It was entirely because of informed consent...of which I told the friend I had referred to read any document carefully before signing.

So there is the problem with client privilege. You can either focus on helping the client to the best of your ability, or you can focus on using their words against them and not getting them the help they are paying for simply because you want to do the right thing for everyone else (even if you ultimately aren't helping anyone in doing so).

Me? I wish attorneys had informed consent forms...it would allow them to either do the minimum as required by law -- or if their ethics were such that they will not represent a client unless they agree to a higher standard, they'd know exactly where they stood. Of course, I know which one I'd pick...I'd go for the dirtiest lawyer out there and worry about my own ethics AFTER I have defended myself.

Posted by: clifyt | May 4, 2008 12:24:45 PM

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